NISM Certifications

NISM certification courses can help you develop risk management techniques, gain a better understanding of the securities market, and earn more.

NISM offers exams for various certifications, including: Mutual funds, Derivatives, Investment advisors, Securities market, Merchant banking.

NISM (National Institute of Securities Markets) offers a range of certifications for professionals working in the Indian securities markets. These certifications cover various aspects of finance, investment, and securities trading.

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Level & Duration

Level

Certificate

Duration

1 Year

Key aspects of the Program

NISM Series I

Currency Derivatives Certification Examination This certification is for professionals involved in currency derivatives markets. It covers topics such as currency markets, trading strategies, and risk management.

NISM Series II A

Registrars to an Issue and Share Transfer Agents Corporate Certification This certification is for professionals working in registrar and transfer agent (RTA) services. It covers the regulatory framework, processes, and operational aspects of RTAs.

NISM Series III A

Securities Intermediaries Compliance (Non-Fund) Certification Examination This certification is for compliance officers and employees of securities intermediaries. It covers compliance-related topics such as regulations, ethics, and risk management.

NISM Series IV A

Interest Rate Derivatives Certification Examination This certification is for professionals involved in interest rate derivatives markets. It covers topics such as interest rate products, trading strategies, and risk management.

NISM Series V A

Mutual Fund Distributors Certification Examination This certification is for individuals involved in the distribution of mutual funds. It covers topics such as mutual fund basics, regulatory framework, and investment advisory process.

NISM Series VI

Depository Operations Certification Examination This certification is for professionals working in depository operations. It covers topics such as depository systems, processes, and regulatory requirements.

NISM Series VII

Securities Operations and Risk Management Certification Examination This certification is for professionals involved in securities operations and risk management. It covers topics such as settlement processes, risk management, and regulatory requirements.

NISM Series VIII

Equity Derivatives Certification Examination This certification is for professionals involved in equity derivatives markets. It covers topics such as options, futures, trading strategies, and risk management.

NISM Series IX

Merchant Banking Certification Examination This certification is for professionals working in merchant banking activities. It covers topics such as regulatory framework, IPO process, and corporate restructuring.

NISM Series X A

Investment Adviser (Level 1) Certification Examination This certification is for individuals providing investment advisory services. It covers topics such as investment products, financial planning, and regulatory compliance.

These certifications are designed to enhance the knowledge, skills, and professionalism of individuals working in the securities markets in India. They are recognized by regulatory authorities and industry participants alike.

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